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Vincent Neale Vickers

Mwa Financial Services Inc.

Ontario, CA

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-08-06
AZ RA APPROVED 2025-04-11
MO RA APPROVED 2025-04-02
CA RA APPROVED 2025-01-01
  • KY RA
    APPROVED
    Since 2025-08-06
  • AZ RA
    APPROVED
    Since 2025-04-11
  • MO RA
    APPROVED
    Since 2025-04-02
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

3350 Shelby Street Suite 330, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 03/2022 Present
Andresen Architecture Inc. Fontana CA 12/2020 03/2022
Unemployed Chino Hills CA 06/2020 12/2020
Pbk Architects Ontario CA 05/2018 06/2020
California Baptist University Riverside CA 01/2017 05/2018
Discovery Depot Childcare Center Yorba Linda CA 06/2014 09/2017
Mwa Financial Services Inc Rock Island IL 07/2022 Present
  • 03/2022 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 12/2020 → 03/2022
    Andresen Architecture Inc.
    Fontana, CA
  • 06/2020 → 12/2020
    Unemployed
    Chino Hills, CA
  • 05/2018 → 06/2020
    Pbk Architects
    Ontario, CA
  • 01/2017 → 05/2018
    California Baptist University
    Riverside, CA
  • 06/2014 → 09/2017
    Discovery Depot Childcare Center
    Yorba Linda, CA
  • 07/2022 → Present
    Mwa Financial Services Inc
    Rock Island, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-17
  • S66 Uniform Combined State Law Examination
    2022-11-17
Other Names
  • Vincent Vickers

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
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