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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-18 |
| CA | RA | APPROVED | 2011-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 10/2011 | Present |
| Bank Of America, N.A. | San Mateo | CA | 02/2018 | Present |
I*1517307 For profit or not for profit: Entity For Profit Name of outside business organization: tree stone llc Investment related: N Address of business: san mateo, California, 94401, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , this will be an operating account for a franchise my husband and i are purchasing called Squeeze. it will be a massage location. we will not have any daily responsibilities in the business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-27 |
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