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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstreet Appraisals | Houston | TX | 01/2021 | 06/2022 |
| Lululemon | Austin | TX | 08/2019 | 01/2021 |
| Sweetwater Pools | Katy | TX | 05/2015 | 08/2017 |
| Thrivent Financial | Appleton | WI | 08/2022 | 09/2023 |
| Allstate | Austin | TX | 11/2023 | 03/2024 |
| J.P. Morgan Securities Llc | Austin | TX | 03/2024 | Present |
| Jpmorgan Chase Bank (Tx) | Austin | TX | 03/2024 | Present |
| Unemployed | Katy | TX | 09/2017 | 07/2019 |
| Unemployed | Katy | TX | 07/2022 | 07/2022 |
| Unemployed | Katy | TX | 10/2023 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-02 |
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