Katherine Bradshaw Ballard

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → Present
  Alliance Wealth Management Group, Llc
  Birmingham, AL
• 01/2020 → 09/2020
  Ballard Enterprises, Inc
  Birmingham, AL
• 08/2016 → 12/2019
  Protective Life Insurance Company
  Birmingham, AL
• 07/2022 → Present
  Ae Wealth Managment, Llc
  Topeka, KS

Other Businesses

1) Alliance Wealth Management Group Yes, Investment Related; 1 Perimeter Park South, Suite 318N, Birmingham AL 35243; Insurance Sales; Agent; Start Date 10/2022; Approx. 1 hours a month; Approx. 1 hours during trading; Insurance Sales and Services. 2) American Financial Education Alliance (AFEA); Investment Related: No; 8514 McAlpine Park Drive, Suite 280, Charlotte NC 28211; Financial Education; Chapter Owner; Start Date 07/2022; Approx hours per month: 4; Approx hours during trading: 0; Assist with educating attendees on Social Security and Medicare benefits.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-06-25