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Maxwell L Unwin

Wells Fargo Clearing Services, LLC

St. Louis, MO

Maplewood, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-11
TX RA APPROVED 2022-10-11
  • MO RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2022-10-11

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Maplewood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 06/2022 Present
Prairie Farms Granite City MO 10/2021 06/2022
Madison Farms (Prairie Farms Subsidiary) St. Louis City MO 04/2020 10/2021
Summit Distributing Earth City MO 02/2020 04/2020
Lucky's Market Rock Hill MO 10/2018 02/2020
Lucky's Market Rock Hill MO 12/2017 02/2020
Tuesday Morning Retail Store Rock Hill MO 10/2016 12/2018
Lucky's Market Rock Hill MO 06/2018 10/2018
The Egg & I Ballwin MO 11/2014 10/2016
  • 06/2022 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 10/2021 → 06/2022
    Prairie Farms
    Granite City, MO
  • 04/2020 → 10/2021
    Madison Farms (Prairie Farms Subsidiary)
    St. Louis City, MO
  • 02/2020 → 04/2020
    Summit Distributing
    Earth City, MO
  • 10/2018 → 02/2020
    Lucky's Market
    Rock Hill, MO
  • 12/2017 → 02/2020
    Lucky's Market
    Rock Hill, MO
  • 10/2016 → 12/2018
    Tuesday Morning Retail Store
    Rock Hill, MO
  • 06/2018 → 10/2018
    Lucky's Market
    Rock Hill, MO
  • 11/2014 → 10/2016
    The Egg & I
    Ballwin, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2022-10-07

View on SEC IAPD

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