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605 N. Main Street, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank Amcb | Easley | SC | 09/2018 | 07/2022 |
| Clemson University | Clemson | SC | 08/2016 | 12/2021 |
| Southern Valet | Greenville | SC | 06/2015 | 12/2018 |
| Td Bank | Greenville | SC | 07/2022 | 09/2023 |
| Td Bank N.A. | Greenville | SC | 09/2023 | 04/2024 |
| Td Private Client Wealth Llc | Greenville | SC | 07/2022 | 11/2023 |
| Ameriprise Financial Services, Llc | Greenville | SC | 04/2024 | 07/2026 |
| Osaic Wealth, Inc. | Greenville | SC | 07/2026 | Present |
| Norris Financial Group, Llc | Greenville | SC | 07/2026 | Present |
OSAIC WEALTH, INC; Yes- investment relates; Greenville, SC; Registered Rep; 07/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-08 |
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