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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-21 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
90 Crystal Run Road Suite 101, Middletown, NY 10941 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pgim Investments | Newark | NJ | 07/2022 | 04/2023 |
| Prudential Investment Management Services Llc | Newark | NJ | 07/2022 | 04/2023 |
| Fidelity Deposit And Discount Bank | Dunmore | PA | 06/2021 | 08/2021 |
| Lowe's Home Improvement | Chester | NY | 05/2020 | 06/2020 |
| Bergen Brick Stone And Tile | Wyckoff | NJ | 06/2019 | 08/2019 |
| Uncle Giuseppe's Marketplace | Ramsey | NJ | 09/2015 | 02/2018 |
| University Of Scranton | Scranton | PA | 08/2018 | 06/2022 |
| Don Bosco Prep High School | Ramsey | NJ | 09/2014 | 06/2018 |
| Kestra Investment Services, Llc | Middletown | NY | 07/2023 | Present |
| Kestra Private Wealth Services, Llc | Middletown | NY | 07/2023 | Present |
Business Name: MUNDI FINANCIAL POSITION: Wealth Management Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/05/2023 ADDRESS: 90 Crystal Run, Middletown NY 10941 DESCRIPTION: I will be assisting on projects within all departments of the firm, as well as training/shadowing with my colleagues in order to develop a strong knowledge of the firms business practices. I will also be preparing for various FINRA qualification exams including the Series 7 and 66 and expected to pass both over the first 6 months of my time on the job and then state insurance licensing within a year of starting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-21 |
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