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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-14
GA RA APPROVED 2022-12-07
  • TX RA
    APPROVED
    Since 2022-12-14
  • GA RA
    APPROVED
    Since 2022-12-07

Branch Locations

340 Jesse Jewel Pkwy, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakwood GA 07/2022 Present
Us Mortgage Corp Duluth GA 06/2021 07/2022
Lakeview Mortgage Bankers Corp Massapequa NY 08/2020 06/2021
Fox Factory Gainesville GA 08/2020 08/2020
Unemployed Flowery Branch GA 05/2020 08/2020
Marel Gainesville GA 02/2018 10/2019
Luigis Taste Of Italy Buford GA 05/2017 08/2017
Financial Computer Equipment Gainesville GA 03/2017 06/2017
Milend Alpharetta GA 08/2016 04/2017
Mule Camp Tavern Gainesville GA 08/2013 05/2020
Bank Of America, N.A. Oakwood GA 08/2022 Present
  • 07/2022 → Present
    Oakwood, GA
  • 06/2021 → 07/2022
    Us Mortgage Corp
    Duluth, GA
  • 08/2020 → 06/2021
    Lakeview Mortgage Bankers Corp
    Massapequa, NY
  • 08/2020 → 08/2020
    Fox Factory
    Gainesville, GA
  • 05/2020 → 08/2020
    Unemployed
    Flowery Branch, GA
  • 02/2018 → 10/2019
    Marel
    Gainesville, GA
  • 05/2017 → 08/2017
    Luigis Taste Of Italy
    Buford, GA
  • 03/2017 → 06/2017
    Financial Computer Equipment
    Gainesville, GA
  • 08/2016 → 04/2017
    Milend
    Alpharetta, GA
  • 08/2013 → 05/2020
    Mule Camp Tavern
    Gainesville, GA
  • 08/2022 → Present
    Bank Of America, N.A.
    Oakwood, GA
Other Businesses

I*: 2066392 Entity Type: Entity For Profit Name of OBA: A. P. Address: Hoschton, GA Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 11/09/2024 Number of Hours: 16 hrs mthly Number of Hours during trading: 0 Duties: I am a musician and will play bass for a local band as an independent contractor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21

View on SEC IAPD

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