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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-10-27 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
7502 Evergreen Way, Everett, WA 98203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Everett | WA | 07/2022 | Present |
| Wells Fargo Bank, Na | Everett | WA | 07/2022 | Present |
| Becu | Marysville | WA | 06/2017 | 05/2021 |
| Community Foundation Of Snohomish County | Everett | WA | 06/2021 | 05/2022 |
| Afriswiss Nigeria Ltd | Abuja | 04/2014 | 04/2021 |
KALUAJA, LLC; NOT INV. RELATED; MARYSVILLE, WA; 100% OWNERSHIP; AUTHOR OF EDUCATIONAL BOOK; START DATE 5/2022; 5 HRS PER MONTH; 0 HRS DURING TRADING: DUTIES: OWNER/AUTHOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-03 |
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