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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-13 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uber Technologies Inc. | Austin | TX | 09/2019 | 01/2024 |
| American Campus Comminities | San Marcos | TX | 11/2021 | 05/2022 |
| Rh Home Services | Bridgeport | TX | 05/2021 | 08/2021 |
| Hk Real Estate Investment Company | Bridgeport | TX | 05/2019 | 08/2019 |
| Bridgeport Building Center | Bridgeport | TX | 04/2017 | 06/2017 |
| Angelo State University | San Angelo | TX | 08/2018 | 05/2019 |
| Texas State University | San Marcos | TX | 08/2019 | 05/2022 |
| Bridgeport High School | Bridgeport | TX | 08/2014 | 05/2018 |
| Unemployed | Bridgeport | TX | 05/2018 | 08/2018 |
| Thrivent Advisor Network Dba 49 Financial | Austin | TX | 07/2022 | 12/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2022 | 01/2024 |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | Present |
| 49 Wealth Management Llc | Austin | TX | 07/2022 | Present |
1) 49 Financial; Fixed Insurance; Non-investment related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Agent since 7/18/2022; 20 hours per month during business hours; Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services. 2) 49 Wealth Management; Investment Related; 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Investment Advisor Representative since 7/18/2022; 120 hours per month during business hours; Give investment related advice 3) Oakwood Capital Securities; investment related; 600 Highway 169 S, Suite 1410 Minneapolis MN 55426 USA; Registered Representative; To provide financial planning for clients.; Start date: 2024-07-23; 100 Hours per month during trading hours. 4) Financial Independence Group; investment related; 19520 W Catawba Ave #200 Cornelius NC 28031 USA; Fixed Insurance Agent; Utilize insurance products to make sure clients are properly insured; Start date: 2022-07-18; 40 Hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-24 |
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