Best Investors Account Sign in
Inactive

Alex J Hattenhauer

Focus Partners Wealth, LLC

Nashville, TN

Claim This Profile
Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-03
  • TN RA
    APPROVED
    Since 2024-05-03

Branch Locations

150 4Th Avenue North Suite 1410, Nashville, TN 37219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interocean Capital Group, Llc Nashville TN 11/2021 Present
Northern Trust Winnetka IL 02/2017 10/2021
Northern Trust Chicago IL 03/2015 02/2017
The Colony Group, Llc Boston MA 05/2024 Present
  • 11/2021 → Present
    Interocean Capital Group, Llc
    Nashville, TN
  • 02/2017 → 10/2021
    Northern Trust
    Winnetka, IL
  • 03/2015 → 02/2017
    Northern Trust
    Chicago, IL
  • 05/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2022-07-08 → 2024-07-30
    Interocean Capital
    Nashville, TN
    Nashville, TN
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor