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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-14
FL RA APPROVED 2022-11-08
  • TX RA
    APPROVED
    Since 2022-12-14
  • FL RA
    APPROVED
    Since 2022-11-08

Branch Locations

1616 Concierge Blvd, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 07/2022 Present
Bank Of America, N.A. Orlando FL 07/2022 Present
University Of Miami Coral Gables FL 08/2017 05/2021
University Of Miami Coral Gables FL 08/2021 05/2022
Unemployed Ormond Beach FL 09/2012 08/2017
  • 07/2022 → Present
    Orlando, FL
  • 07/2022 → Present
    Bank Of America, N.A.
    Orlando, FL
  • 08/2017 → 05/2021
    University Of Miami
    Coral Gables, FL
  • 08/2021 → 05/2022
    University Of Miami
    Coral Gables, FL
  • 09/2012 → 08/2017
    Unemployed
    Ormond Beach, FL
Other Businesses

I*: 2160273 Entity Type: Governmental Name of OBA: City of Ormond Beach Aviation Advisory Board Address: Ormond Beach, FL 32174 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/10/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: The purpose of this entity is to assist in the growth and development of KOMN, Ormond Beach Municipal Airport, located in Ormond Beach, Florida. Flying as a hobby for over 10 years, and holding an FAA commercial pilot's license with an instrument and multi-engine rating. Responsibilities will include attending periodic board meetings, and proposing numerous ideas to the board and city of Ormond Beach for any changes/ growth plans for KOMN. I*: 2239297 Entity Type: Civic League or Social Welfare Organization Name of OBA: Volusia Young Professionals Group Address: Daytona Beach, FL 32114 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 04/02/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 4 hrs mthly Duties: Elected treasurer for the board of VYPG. Starting in April of 2025. Responsible for reviewing the monthly budget for the non for profit. Entity purpose is to volunteer and assist local organizations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2022-11-04
Other Names
  • Simon L Heaster

View on SEC IAPD

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