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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-18
NC RA APPROVED 2022-12-13
  • TX RA
    APPROVED
    Since 2023-01-18
  • NC RA
    APPROVED
    Since 2022-12-13

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2022 Present
High Point Ymca Camp Cheerio Roaring Gap NC 05/2018 Present
Education (Unemployed) Charlotte Nc NC 08/2002 05/2018
Bank Of America, N.A. Charlotte NC 11/2022 Present
  • 07/2022 → Present
    Charlotte, NC
  • 05/2018 → Present
    High Point Ymca Camp Cheerio
    Roaring Gap, NC
  • 08/2002 → 05/2018
    Education (Unemployed)
    Charlotte Nc, NC
  • 11/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

YMCA Camp Cheerio. 1430 Camp Cheerio Rd, Glade Valley, NC, 28627. Summer Camp. I work as a dishwasher/counselor/support staff. This relationship is seasonal and began in 2018. Less than Less than 40 hrs a month (variable) devoted to this business Depending on Season (Closed in Winter). 0 Hours devoted during trading hours. In this business I was dishes and account for campers as well as lead sports related activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-05
  • S66 Uniform Combined State Law Examination
    2022-12-05

View on SEC IAPD

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