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John Donovan

Ubs Financial Services Inc.

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-28
WA RA APPROVED 2023-06-28
  • TX RA
    APPROVED
    Since 2023-06-28
  • WA RA
    APPROVED
    Since 2023-06-28

Branch Locations

925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 07/2022 05/2023
Outback Steakhouse Bothell WA 06/2020 07/2022
Full-Time Education Seattle WA 09/2019 06/2020
Hanover Public Schools Office Of Family And Community Engagement Hanover MA 09/2016 09/2019
Tom's Service Station Hanover MA 06/2015 09/2018
Bank Of America, N.A. Seattle WA 11/2022 05/2023
Ubs Financial Services, Inc Seattle WA 06/2023 Present
  • 07/2022 → 05/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
  • 06/2020 → 07/2022
    Outback Steakhouse
    Bothell, WA
  • 09/2019 → 06/2020
    Full-Time Education
    Seattle, WA
  • 09/2016 → 09/2019
    Hanover Public Schools Office Of Family And Community Engagement
    Hanover, MA
  • 06/2015 → 09/2018
    Tom's Service Station
    Hanover, MA
  • 11/2022 → 05/2023
    Bank Of America, N.A.
    Seattle, WA
  • 06/2023 → Present
    Ubs Financial Services, Inc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02
Other Names
  • John Bradley Donovan

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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