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Sean Patrick Keyes

Mwa Financial Services Inc.

Laguna Hills, CA

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-05
VA RA APPROVED 2026-02-18
CA RA APPROVED 2025-01-01
OR RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2026-06-05
  • VA RA
    APPROVED
    Since 2026-02-18
  • CA RA
    APPROVED
    Since 2025-01-01
  • OR RA
    APPROVED
    Since 2025-01-01

Branch Locations

23441 S. Pointe Drive Suite 110, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keyes Hardwood Flooring Santa Ana CA 11/2015 12/2021
Modern Woodmen Of America Rock Island IL 01/2022 07/2022
Mwa Financial Services Inc Rock Island IL 06/2022 Present
  • 11/2015 → 12/2021
    Keyes Hardwood Flooring
    Santa Ana, CA
  • 01/2022 → 07/2022
    Modern Woodmen Of America
    Rock Island, IL
  • 06/2022 → Present
    Mwa Financial Services Inc
    Rock Island, IL
Other Businesses

1) Keyes Hardwood Flooring, non-investment related. Santa Ana, CA. Consultant. 6/2024, 4 non-inv, 0 inv.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-13
S63 Uniform Securities Agent State Law Examination 2022-06-08
  • S65 Uniform Investment Adviser Law Examination
    2023-04-13
  • S63 Uniform Securities Agent State Law Examination
    2022-06-08

View on SEC IAPD

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SCOTT JOLYON MONROE

Other Offices

TOWNELEY CAPITAL MANAGEMENT, INC. · LAGUNA HILLS, CA
CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
EQUITABLE ADVISORS, LLC · LAGUNA HILLS, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Hills, CA
EDWARD JONES · Laguna Hills, CA

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