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Stephen Brian Falgoust

Park Avenue Securities LLC

Roslyn, NY

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-08-14
GA RA APPROVED 2026-02-12
LA RA APPROVED 2026-01-22
IN RA APPROVED 2025-12-10
AR RA APPROVED 2025-09-09
TX RA APPROVED 2025-07-08
VA RA APPROVED 2025-06-23
PA RA APPROVED 2025-06-04
IL RA APPROVED 2025-01-21
FL RA APPROVED 2024-07-08
AZ RA APPROVED 2024-04-15
NJ RA APPROVED 2024-03-22
MA RA APPROVED 2024-02-07
NY RA APPROVED 2024-01-03
  • NV RA
    APPROVED
    Since 2026-08-14
  • GA RA
    APPROVED
    Since 2026-02-12
  • LA RA
    APPROVED
    Since 2026-01-22
  • IN RA
    APPROVED
    Since 2025-12-10
  • AR RA
    APPROVED
    Since 2025-09-09
  • TX RA
    APPROVED
    Since 2025-07-08
  • VA RA
    APPROVED
    Since 2025-06-23
  • PA RA
    APPROVED
    Since 2025-06-04
  • IL RA
    APPROVED
    Since 2025-01-21
  • FL RA
    APPROVED
    Since 2024-07-08
  • AZ RA
    APPROVED
    Since 2024-04-15
  • NJ RA
    APPROVED
    Since 2024-03-22
  • MA RA
    APPROVED
    Since 2024-02-07
  • NY RA
    APPROVED
    Since 2024-01-03

Branch Locations

17 Lumber Road Suite 11, Roslyn, NY 11576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Roslyn NY 08/2022 Present
Northeast Financial Network Roslyn NY 05/2022 08/2022
Quinnipiac University Hamden CT 08/2017 05/2022
United Sleep Diagnostics New Hyde Park NY 05/2019 05/2022
Medallion Security Door & Window New Hyde Park NY 05/2017 08/2017
Port Washington Skating Center Port Washington NY 05/2017 08/2018
Truetox Laboratories New Hyde Park NY 05/2019 08/2019
Locust Valley School District Locust Valley NY 05/2016 05/2017
Park Avenue Securities Llc Roslyn NY 05/2023 Present
  • 08/2022 → Present
    Guardian Life Insurance Company
    Roslyn, NY
  • 05/2022 → 08/2022
    Northeast Financial Network
    Roslyn, NY
  • 08/2017 → 05/2022
    Quinnipiac University
    Hamden, CT
  • 05/2019 → 05/2022
    United Sleep Diagnostics
    New Hyde Park, NY
  • 05/2017 → 08/2017
    Medallion Security Door & Window
    New Hyde Park, NY
  • 05/2017 → 08/2018
    Port Washington Skating Center
    Port Washington, NY
  • 05/2019 → 08/2019
    Truetox Laboratories
    New Hyde Park, NY
  • 05/2016 → 05/2017
    Locust Valley School District
    Locust Valley, NY
  • 05/2023 → Present
    Roslyn, NY
Other Businesses

1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance, Start date: 11/30/2025, Address: 17 Lumber Rd Suite 11 Roslyn NY 11576, Duties: Insurance other than Guardian 4 total hours per month; 4 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
  • S66 Uniform Combined State Law Examination
    2023-12-20
Other Names
  • Stephen B Falgoust

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