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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-26
  • NY RA
    APPROVED
    Since 2024-07-26

Branch Locations

7950 Brewerton Road, Cicero, NY 13039 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank North Syracuse NY 01/2022 07/2024
Clarkson University/ Mwcs Potsdam NY 09/2004 12/2021
Potsdam Town & Country Club Potsdam NY 04/2018 09/2021
Key Investment Services Llc Brooklyn OH 07/2022 07/2024
Key Investment Services Llc Brooklyn OH 07/2024 Present
  • 01/2022 → 07/2024
    Keybank
    North Syracuse, NY
  • 09/2004 → 12/2021
    Clarkson University/ Mwcs
    Potsdam, NY
  • 04/2018 → 09/2021
    Potsdam Town & Country Club
    Potsdam, NY
  • 07/2022 → 07/2024
    Brooklyn, OH
  • 07/2024 → Present
    Brooklyn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
S63 Uniform Securities Agent State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2024-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-08-12

View on SEC IAPD

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