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Stephen Rockhill

Citizens Securities, Inc.

Cicero, NY

Liverpool, NY

Syracuse, NY

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-13
FL RA APPROVED 2025-04-16
PA RA APPROVED 2025-04-15
NY RA APPROVED 2025-04-08
  • NC RA
    APPROVED
    Since 2026-07-13
  • FL RA
    APPROVED
    Since 2025-04-16
  • PA RA
    APPROVED
    Since 2025-04-15
  • NY RA
    APPROVED
    Since 2025-04-08

Branch Locations

7941 Brewerton Rd Ms: Nyr086, Cicero, NY 13039 • United States

7541 Oswego Rd, Rt 37 Ms: Nyr172, Liverpool, NY 13090 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Fayetteville NY 02/2010 02/2018
Td Ameritrade, Inc. Fayetteville NY 02/2018 12/2022
Td Ameritrade Investment Management, Llc Fayetteville NY 02/2018 12/2022
Charles Schwab & Co., Inc. Fayetteville NY 01/2022 03/2025
Charles Schwab Bank, Ssb Fayetteville NY 07/2022 03/2025
Citizens Securities, Inc. New York NY 03/2025 Present
  • 02/2010 → 02/2018
    Scottrade, Inc.
    Fayetteville, NY
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Fayetteville, NY
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Fayetteville, NY
  • 01/2022 → 03/2025
    Charles Schwab & Co., Inc.
    Fayetteville, NY
  • 07/2022 → 03/2025
    Charles Schwab Bank, Ssb
    Fayetteville, NY
  • 03/2025 → Present
    Citizens Securities, Inc.
    New York, NY
Previous Registrations
  • 2022-01-26 → 2025-04-05
    Charles Schwab & Co., Inc.
    Dewitt, NY
    Pittsford, NY
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Fayetteville, NY
    Fayetteville, NY
    Dewitt, NY
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Dewitt, NY
  • 2017-08-08 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2005-01-07 → 2005-12-01
    Morgan Stanley Dw Inc.
    Syracuse, NY
  • 2004-06-17 → 2004-11-15
    Td Ameritrade, Inc.
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-12
S66 Uniform Combined State Law Examination 2003-06-13
S63 Uniform Securities Agent State Law Examination 1999-09-09
  • S65 Uniform Investment Adviser Law Examination
    2025-04-12
  • S66 Uniform Combined State Law Examination
    2003-06-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-09
Other Names
  • Steve Rockhill
  • Stephen A Rockhill
  • Stephen Arlington Rockhill
  • Steve Rockhill

View on SEC IAPD

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KEY INVESTMENT SERVICES LLC · CICERO, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CICERO, NY
PRINCIPAL SECURITIES, INC. · CLAY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Cicero, NY
LPL ENTERPRISE, LLC · NORTH SYRACUSE, NY
CETERA INVESTMENT ADVISERS LLC · N SYRACUSE, NY
LPL FINANCIAL LLC · NORTH SYRACUSE, NY
UPSTATE ADVISORS GROUP · NORTH SYRACUSE, NY

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