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Christopher Alan Carbone

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Toms River, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
NJ RA APPROVED 2024-04-04
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • NJ RA
    APPROVED
    Since 2024-04-04

Branch Locations

1415 Hooper Ave, Toms River, NJ 08753 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toms River NJ 07/2022 Present
Carbone's Clothing Company Red Bank NJ 05/2016 04/2022
Rosalia's Jackson NJ 05/2011 04/2022
Bank Of America N.A. Toms River NJ 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28

View on SEC IAPD

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BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
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