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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-04
  • IL RA
    APPROVED
    Since 2024-12-04

Branch Locations

204 S Main St, Sycamore, IL 60178 • United States

555 S Perryville Rd Ste 201, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chick-Fil-A Rockford IL 06/2018 04/2019
The Home Depot Rockford IL 04/2019 08/2021
Bates Financial Group Rockford IL 05/2022 08/2022
Service One Financial Group Rockford IL 05/2024 Present
Grand Canyon University Phoenix AZ 09/2020 04/2024
Middle/High School Student Rockford IL 08/2014 04/2020
Osaic Rockford IL 08/2024 Present
  • 06/2018 → 04/2019
    Chick-Fil-A
    Rockford, IL
  • 04/2019 → 08/2021
    The Home Depot
    Rockford, IL
  • 05/2022 → 08/2022
    Bates Financial Group
    Rockford, IL
  • 05/2024 → Present
    Service One Financial Group
    Rockford, IL
  • 09/2020 → 04/2024
    Grand Canyon University
    Phoenix, AZ
  • 08/2014 → 04/2020
    Middle/High School Student
    Rockford, IL
  • 08/2024 → Present
    Osaic
    Rockford, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-03
  • S66 Uniform Combined State Law Examination
    2024-12-03

View on SEC IAPD

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