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Brendon Kerry Gallagher

Ameriprise Financial Services, LLC

Sycamore, IL

Kirkland, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-12
IL RA APPROVED 2006-09-27
  • TX RA
    APPROVED_RES
    Since 2009-01-12
  • IL RA
    APPROVED
    Since 2006-09-27

Branch Locations

215 W Elm St Ste 204, Sycamore, IL 60178-1862 • United States

Kirkland, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gallagher & Assoc Dekalb IL 01/1998 09/2019
Ameriprise Financial Services, Inc. Sycamore IL 09/2005 03/2020
Ameriprise Financial Services, Llc Sycamore IL 03/2020 Present
  • 01/1998 → 09/2019
    Gallagher & Assoc
    Dekalb, IL
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Sycamore, IL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Sycamore, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-25
S65 Uniform Investment Adviser Law Examination 1999-03-24
  • S63 Uniform Securities Agent State Law Examination
    1999-03-25
  • S65 Uniform Investment Adviser Law Examination
    1999-03-24

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
KNOBLE, LARRY H.
BENSON ADVISORY SERVICES & ASSET MANAGEMENT
NEWPORT INVESTMENT ADVISORS, INC.

Other Investors

JEFFREY MICHAEL KEICHER
Brittany Lee Starkey
McKenna E Marcinkowski
PAUL DANIEL LONER
LUKE WESLEY HRYSZCZUK
DONALD ROBERT SKADOW
TROY ALBERT OATES
JUSTIN WILLIAM GIFFORD

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Sycamore, IL
EDWARD JONES · SYCAMORE, IL
OSAIC WEALTH, INC. · SYCAMORE, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Sycamore, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Sycamore, IL
RAYMOND JAMES & ASSOCIATES, INC. · SYCAMORE, IL
EDWARD JONES · SYCAMORE, IL
KNOBLE, LARRY H. · SYCAMORE, IL

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