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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-12 |
| IL | RA | APPROVED | 2006-09-27 |
Branch Locations
215 W Elm St Ste 204, Sycamore, IL 60178-1862 • United States
Kirkland, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gallagher & Assoc | Dekalb | IL | 01/1998 | 09/2019 |
| Ameriprise Financial Services, Inc. | Sycamore | IL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Sycamore | IL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-24 |
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