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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED | 2025-05-28 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 07/2022 | Present |
| Allied First Bank | Gilbert | AZ | 06/2020 | 01/2022 |
| Quicken Loans | Phoenix | AZ | 11/2017 | 05/2020 |
| Grant Contruction | Agoura Hills | CA | 07/2016 | 10/2017 |
| Unemployed | Scottsdale | AZ | 01/2022 | 07/2022 |
| Grant General Construction | Westlake Village | CA | 10/2023 | 10/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2025 | Present |
| Self-Employed | Scottsdale | AZ | 11/2025 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: MARKETING POSITION: COPYWRITER START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 48 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COPYWRITING EMAILS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-09 |
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