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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-25
OH RA APPROVED 2006-10-20
  • TX RA
    APPROVED_RES
    Since 2025-02-25
  • OH RA
    APPROVED
    Since 2006-10-20

Branch Locations

255 Executive Drive, Marion, OH 43302 • United States

90 Hidden Ravines Dr, Powell, OH 43065 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marion OH 06/2006 03/2020
Ameriprise Financial Services, Llc Marion OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 255 Executive Drive, , Marion, OH, 43302; Not Investment-Related; 03/01/2020. Business Ownership; Executive Alpha Group Inc.; Ensuring payroll for support staff and payments to other service providers such as utilities or lawn/snow service.; For organization efficiencies, liability exposure, and tax purposes in running the Ameriprise practice.; 255 Executive Drive, , Marion, OH, 43302; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours / GreySquare Holdings LLC.; Manage incoming rent from Executive Alpha Group Inc., for payment of goods, services, and taxes owed by GreySquare Holdings LLC.; Real estate holding company for liability purposes.; 255 Executive Drive, , Marion, OH, 43302; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Waterford Tower Homeowners Association; Director; 155 W Main St, , Columbus, OH, 43215; Not Investment-Related; 07/15/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Executive Alpha Group Inc; CEO - Day to day operations, staff oversight, expenses management.; ; 255 Executive Drive, , Marion, OH, 43302; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-13
  • S66 Uniform Combined State Law Examination
    2007-07-13
Other Names
  • Eric Michael Espositio

View on SEC IAPD

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