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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-07 |
| IL | RA | APPROVED | 2022-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Deere | Olathe | KS | 08/2008 | 06/2022 |
| Raymond James Financial Services Inc | Alton | IL | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Alton | IL | 12/2022 | Present |
(1) Name of Business: Confluence Wealth Management Address: 111 E 4th St Ste 222, Alton, IL, 62002-6241, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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