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Christopher Certo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
NJ RA APPROVED 2022-11-21
  • TX RA
    APPROVED
    Since 2023-01-23
  • NJ RA
    APPROVED
    Since 2022-11-21

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 07/2022 Present
Bank Of America Princeton NJ 05/2020 06/2022
Home Depot Westhampton NJ 05/2018 09/2020
Deerwood Country Club Westhampton NJ 04/2014 08/2017
Rutgers University New Brunswick NJ 09/2016 05/2020
Ruffalo Noel Levitz New Brunswick NJ 10/2019 03/2020
Bank Of America, N.A. Princeton NJ 09/2022 Present
  • 07/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Princeton, NJ
  • 05/2020 → 06/2022
    Bank Of America
    Princeton, NJ
  • 05/2018 → 09/2020
    Home Depot
    Westhampton, NJ
  • 04/2014 → 08/2017
    Deerwood Country Club
    Westhampton, NJ
  • 09/2016 → 05/2020
    Rutgers University
    New Brunswick, NJ
  • 10/2019 → 03/2020
    Ruffalo Noel Levitz
    New Brunswick, NJ
  • 09/2022 → Present
    Bank Of America, N.A.
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18

View on SEC IAPD

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PRINCETON EQUITY GROUP

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DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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