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Christopher Naoto Kelley

Pugh Capital Management, Inc.

Seattle, WA

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Current Employers
Pugh Capital Management, Inc.

1700 7Th Avenue Suite 1510, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-03-22
  • WA RA
    APPROVED
    Since 2010-03-22

Branch Locations

1700 7Th Avenue Suite 1510, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pugh Capital Management Seattle WA 08/2006 Present
  • 08/2006 → Present
    Pugh Capital Management
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-19
S63 Uniform Securities Agent State Law Examination 2006-07-17
  • S65 Uniform Investment Adviser Law Examination
    2010-03-19
  • S63 Uniform Securities Agent State Law Examination
    2006-07-17
Other Names
  • Christopher Kelley

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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