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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-18
FL RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-07-18
  • FL RA
    APPROVED
    Since 2023-06-29

Branch Locations

2 North Tamiami Trail, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Shower Shop Sarasota FL 09/2021 06/2022
Wendys Sarasota FL 10/2015 12/2016
Tj-Maxx Sarasota FL 01/2016 01/2023
Stifel Sarasota FL 06/2022 Present
Riverview High School Sarasota FL 01/2013 01/2017
  • 09/2021 → 06/2022
    The Shower Shop
    Sarasota, FL
  • 10/2015 → 12/2016
    Wendys
    Sarasota, FL
  • 01/2016 → 01/2023
    Tj-Maxx
    Sarasota, FL
  • 06/2022 → Present
    Stifel
    Sarasota, FL
  • 01/2013 → 01/2017
    Riverview High School
    Sarasota, FL
Other Businesses

1. Pawsitively Professional, 5317 Fruitville Rd, Sarasota, FL 34232; Offer full pet care services; Part Time Dog Walking; Walking Dogs; 9/4/23; 1 hr/day; Not During Securities Trading Hours; Not Investment Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-27
  • S66 Uniform Combined State Law Examination
    2023-06-27

View on SEC IAPD

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