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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
CO RA APPROVED 2019-04-05
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • CO RA
    APPROVED
    Since 2019-04-05

Branch Locations

2850 N Swan Rd Suite 120, Tucson, AZ 85712 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-03-12
  • AZ RA
    APPROVED
    Since 2020-03-12

Branch Locations

4514 East Camp Lowell Drive, Tucson, AZ 85712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Tucson AZ 11/2007 01/2017
Lincoln Investment Tucson AZ 01/2017 Present
  • 11/2007 → 01/2017
    Legend Equities Corporation
    Tucson, AZ
  • 01/2017 → Present
    Tucson, AZ
Previous Registrations
  • 2008-02-26 → 2019-10-04
    Legend Advisory, Llc
    Tucson, AZ
    Palm Beach Gardens, FL
    Tucson, AZ
Other Businesses

BCBS OF AZ POSITION: Agent NATURE: Health Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 2850 N. Swan Rd, Tucson AZ 85712, United States DESCRIPTION: Sales representative for individual & group health insurance policies through BCBS of AZ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-18
  • S66 Uniform Combined State Law Examination
    2008-02-18

View on SEC IAPD

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