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Sergio Antonio Di Cristofano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-21
IL RA APPROVED 2022-10-12
  • TX RA
    APPROVED
    Since 2022-10-21
  • IL RA
    APPROVED
    Since 2022-10-12

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 06/2022 Present
Costco Wholesale Lake In The Hills IL 05/2017 05/2022
Doordash Algonquin IL 01/2020 05/2022
Flingers Pizza Pub Normal IL 08/2021 03/2022
Potbelly Sandwich Shop Algonquin IL 03/2016 06/2017
Bank Of America, N.A. Rolling Meadows IL 01/2024 Present
  • 06/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 05/2017 → 05/2022
    Costco Wholesale
    Lake In The Hills, IL
  • 01/2020 → 05/2022
    Doordash
    Algonquin, IL
  • 08/2021 → 03/2022
    Flingers Pizza Pub
    Normal, IL
  • 03/2016 → 06/2017
    Potbelly Sandwich Shop
    Algonquin, IL
  • 01/2024 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-28
  • S66 Uniform Combined State Law Examination
    2022-09-28
Other Names
  • Sergio A Dicristofano

View on SEC IAPD

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VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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