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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-14
  • TX RA
    APPROVED
    Since 2018-08-14

Branch Locations

3134 Executive Dr Ste B2, San Angelo, TX 76904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Angelo TX 05/2006 03/2020
Ameriprise Financial Services, Llc San Angelo TX 03/2020 Present
Other Businesses

Business Ownership; Mother Goose and Moose; log expenses on spreadsheet; this is a partnership under IRS tax code to allow us both to expense/amoritzes the money we paid the retiring advisor for his book; 3134 Executive Suite B2, , San Angelo, TX, 76904; Investment-Related; 02/02/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-05
  • S66 Uniform Combined State Law Examination
    2007-04-05
Other Names
  • Sharon Deann Spencer
  • Sharon Deann Dodge

View on SEC IAPD

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