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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Angelo | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Angelo | TX | 11/2016 | Present |
LAND LEASE FOR HUNTERS, INV RELATED, MASON COUNTY, TX; 33.33% Ownership; START; 10/1/15, 0 HOURS/MONTH, 0 DURING TRADING, FAMILY LAND OWNERSHIP|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-05 |
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