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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| CA | RA | APPROVED | 2025-12-12 |
Branch Locations
2501 Railroad Ave, Pittsburg, CA 94565 • United States
241 Oak St, Brentwood, CA 94513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Pleasant Hill | CA | 02/2021 | 09/2023 |
| U.S. Bancorp Investments, Inc. | Walnut Creek | CA | 06/2022 | 11/2025 |
| Unemployed | Walnut Creek | CA | 01/2020 | 01/2021 |
| Guaranty Trust Bank Plc | Lagos | 02/2013 | 12/2019 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburg | CA | 11/2025 | Present |
| Bank Of America, N.A. | Pittsburg | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-03 |
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