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Gursharanpal Banga

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Antioch, CA

Concord, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
CA RA APPROVED 2024-10-15
  • TX RA
    APPROVED
    Since 2025-01-22
  • CA RA
    APPROVED
    Since 2024-10-15

Branch Locations

2519 Somersville Rd, Antioch, CA 94509 • United States

5454 Ygnacio Valley Rd, Concord, CA 94521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Alameda CA 01/2022 09/2023
Jpmorgan Chase Bank, N.A. Alameda CA 01/2022 09/2023
Bank Of America Alamo CA 06/2019 01/2022
Angelos Pizza And Wings Pittsburg CA 05/2017 07/2019
Usps Salinas CA 08/2016 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Concord CA 07/2024 Present
Unemployed Bay Point CA 10/2023 06/2024
Bank Of America, N.A. Concord CA 09/2024 Present
  • 01/2022 → 09/2023
    J.P. Morgan Securities Llc
    Alameda, CA
  • 01/2022 → 09/2023
    Jpmorgan Chase Bank, N.A.
    Alameda, CA
  • 06/2019 → 01/2022
    Bank Of America
    Alamo, CA
  • 05/2017 → 07/2019
    Angelos Pizza And Wings
    Pittsburg, CA
  • 08/2016 → 06/2017
    Usps
    Salinas, CA
  • 07/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Concord, CA
  • 10/2023 → 06/2024
    Unemployed
    Bay Point, CA
  • 09/2024 → Present
    Bank Of America, N.A.
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-12
S63 Uniform Securities Agent State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2024-10-12
  • S63 Uniform Securities Agent State Law Examination
    2022-07-01
Other Names
  • Vick Banga

View on SEC IAPD

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