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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-14 |
| ID | RA | APPROVED | 2025-01-22 |
Branch Locations
201 W North River Dr Ste 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Spokane | WA | 06/2022 | Present |
| Dutch Bros Coffee | Portland | OR | 09/2021 | 06/2022 |
| University Of Portland | Portland | OR | 08/2019 | 12/2021 |
| Smooth Transitions | Lacey | WA | 12/2019 | 12/2020 |
| Olympic Blinds | Olympia | WA | 09/2017 | 07/2019 |
| North Thurston High School | Lacey | WA | 09/2014 | 06/2019 |
1- 01/2024 / Financial Advocates / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 6 hrs during trading / start date 07/06/2022 2) 03/11/2025 - Riverview Wealth Strategies - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-26 |
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