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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

8584 Princeton-Glendale Rd., West Chester, OH 45069 • United States

8000 Princeton Glendale Rd, West Chester, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank, N.A. Cincinnati OH 12/2020 06/2022
Kroger Fairfield OH 12/2017 06/2020
Planet Fitness Fairfield OH 09/2020 01/2021
Fetherland Corporation (Dba Cincinnati Lawn Enforcement) Hamilton OH 02/2019 05/2021
Fairfield City Schools Fairfield OH 06/2012 05/2020
Fidelity Investments Covington KY 06/2022 10/2024
Fifth Third Securities, Inc. West Chester OH 11/2024 Present
Fifth Third Bank, N.A. West Chester OH 11/2024 Present
  • 12/2020 → 06/2022
    Fifth Third Bank, N.A.
    Cincinnati, OH
  • 12/2017 → 06/2020
    Kroger
    Fairfield, OH
  • 09/2020 → 01/2021
    Planet Fitness
    Fairfield, OH
  • 02/2019 → 05/2021
    Fetherland Corporation (Dba Cincinnati Lawn Enforcement)
    Hamilton, OH
  • 06/2012 → 05/2020
    Fairfield City Schools
    Fairfield, OH
  • 06/2022 → 10/2024
    Fidelity Investments
    Covington, KY
  • 11/2024 → Present
    West Chester, OH
  • 11/2024 → Present
    Fifth Third Bank, N.A.
    West Chester, OH
Previous Registrations
  • 2023-03-02 → 2024-10-28
    Fidelity Personal And Workplace Advisors
    Covington, KY
Other Businesses

Fetherland Corp. dba Cincinnati Lawn Enforcement - 5327 Muskopf Rd Fairfield, OH 45014 - lawn care/landscaping - co-owner - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------------------- Rental property - 781 Springvale Drive, Hamilton OH 45013 - owner/landlord - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------- Fetherland Properties LLC - 5327 Muskopf Rd Fairfield, OH 45014 - rental operator - owner/landlord - 1 hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Alex Delane Fetherland
  • Alex Delane Fetherland
  • Alexander Delane Fetherland

View on SEC IAPD

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