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Todd Mitchell Sams

Fifth Third Securities, Inc.

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-27
KY RA APPROVED 2026-05-26
  • OH RA
    APPROVED
    Since 2026-05-27
  • KY RA
    APPROVED
    Since 2026-05-26

Branch Locations

7708 Montgomery Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pizzelii Cincinnati OH 09/2015 08/2018
Creative Scapes Landscaping Cincinnati OH 05/2019 08/2019
Big Ash Brewing Cincinnati OH 05/2021 08/2021
Fidelity Investments Covington KY 06/2022 02/2023
Bob Evans Cincinnati OH 12/2018 04/2019
Turpin High School Cincinnati OH 01/2015 08/2018
Big Ash Brewing Cincinnati OH 05/2020 08/2020
Fifth Third Bank Cincinnati OH 03/2023 Present
Ball State University Muncie IN 08/2018 05/2022
Fifth Thrid Securities Cincinnati OH 11/2025 Present
  • 09/2015 → 08/2018
    Pizzelii
    Cincinnati, OH
  • 05/2019 → 08/2019
    Creative Scapes Landscaping
    Cincinnati, OH
  • 05/2021 → 08/2021
    Big Ash Brewing
    Cincinnati, OH
  • 06/2022 → 02/2023
    Fidelity Investments
    Covington, KY
  • 12/2018 → 04/2019
    Bob Evans
    Cincinnati, OH
  • 01/2015 → 08/2018
    Turpin High School
    Cincinnati, OH
  • 05/2020 → 08/2020
    Big Ash Brewing
    Cincinnati, OH
  • 03/2023 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 08/2018 → 05/2022
    Ball State University
    Muncie, IN
  • 11/2025 → Present
    Fifth Thrid Securities
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-26
S63 Uniform Securities Agent State Law Examination 2026-01-28
  • S65 Uniform Investment Adviser Law Examination
    2026-05-26
  • S63 Uniform Securities Agent State Law Examination
    2026-01-28

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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