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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-05-02
  • RI RA
    APPROVED
    Since 2025-05-02

Branch Locations

75 Fountain Street Suite R1, Providence, RI 02902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cafe Sucha Bagel Greenville RI 06/2011 12/2021
Rhode Island College Providence RI 01/2015 08/2020
Metlife Insurance Warwick RI 01/2021 05/2021
Barnes & Noble Providence RI 11/2021 12/2021
Fidelity Investments Smithfield RI 06/2022 11/2024
Full Time Education Providence RI 01/2015 08/2020
Charles Schwab Providence RI 03/2025 Present
Unemployed Cranston RI 11/2024 03/2025
Cafe Sucha Bagel Greenville RI 06/2021 10/2021
Cafe Sucha Bagel Greenville RI 01/2021 06/2022
Charles Schwab Bank Ssb Providence RI 03/2025 Present
  • 06/2011 → 12/2021
    Cafe Sucha Bagel
    Greenville, RI
  • 01/2015 → 08/2020
    Rhode Island College
    Providence, RI
  • 01/2021 → 05/2021
    Metlife Insurance
    Warwick, RI
  • 11/2021 → 12/2021
    Barnes & Noble
    Providence, RI
  • 06/2022 → 11/2024
    Fidelity Investments
    Smithfield, RI
  • 01/2015 → 08/2020
    Full Time Education
    Providence, RI
  • 03/2025 → Present
    Charles Schwab
    Providence, RI
  • 11/2024 → 03/2025
    Unemployed
    Cranston, RI
  • 06/2021 → 10/2021
    Cafe Sucha Bagel
    Greenville, RI
  • 01/2021 → 06/2022
    Cafe Sucha Bagel
    Greenville, RI
  • 03/2025 → Present
    Charles Schwab Bank Ssb
    Providence, RI
Previous Registrations
  • 2023-02-28 → 2024-11-19
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
Other Businesses

1) David Louis Cunha Foundation | Investment Related:No||Nonprofit Charitable Organizations|Board Member of Board of Directors |2020-01-12|Less than 20|0|I vote on decisions of where to donate funds raised. As a board member, I meet with the foundation once a year to vote on different proposed ways to allocate the money from various donations to help those individuals. I don't have any access to the assets that are allocated, I just speak my vote.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-15
  • S66 Uniform Combined State Law Examination
    2023-02-15
Other Names
  • Michael Joseph Rozzero
  • Michael Rozzero
  • Michael Joseph Rozzero

View on SEC IAPD

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