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Jeffrey Scott Cohen

Wells Fargo Clearing Services, LLC

Lutherville, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
MD RA APPROVED 2016-07-22
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • MD RA
    APPROVED
    Since 2016-07-22

Branch Locations

2350 W Joppa Rd Greenspring Center, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lutherville MD 07/2016 11/2016
Wells Fargo Clearing Services, Llc Lutherville MD 11/2016 Present
Other Businesses

PERSONAL REPRESENTATIVE FOR FATHER, INV RELATED, PLANTATION, FL, START: 3/8/2021, 20 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 2007-06-25
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    2007-06-25
Designations

View on SEC IAPD

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