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Richard Andrew Murphy

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 7586399

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-15
  • MO RA
    APPROVED
    Since 2023-08-15

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc St Charles MO 06/2022 04/2023
Kuhlmann Financial Services St Charles MO 03/2022 08/2023
American Burglary And Fire Fenton MO 03/2019 03/2022
United States Marine Corps Union MO 02/2015 02/2019
The Pennsylvania State University State College PA 01/2023 Present
Stifel, Nicolaus & Company, Incorporated St Louis MO 08/2023 Present
  • 06/2022 → 04/2023
    St Charles, MO
  • 03/2022 → 08/2023
    Kuhlmann Financial Services
    St Charles, MO
  • 03/2019 → 03/2022
    American Burglary And Fire
    Fenton, MO
  • 02/2015 → 02/2019
    United States Marine Corps
    Union, MO
  • 01/2023 → Present
    The Pennsylvania State University
    State College, PA
  • 08/2023 → Present
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-24
  • S66 Uniform Combined State Law Examination
    2022-10-24
Other Names
  • Richard Andrew Murphy

View on SEC IAPD

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