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Nanette A Hernandez

Wells Fargo Clearing Services, LLC

Missouri City, TX

The Woodlands, TX

CRD 5156288

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-07-12
TX RA APPROVED 2011-01-03
  • WA RA
    APPROVED
    Since 2018-07-12
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

3660 Hampton Dr, Missouri City, TX 77459 • United States

1800 Hughes Landing Blvd Ste 325 [Xd-Rbo], The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
  • 2006-11-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-27
  • S66 Uniform Combined State Law Examination
    2006-11-27
Other Names
  • Nanette Ching Alsay

View on SEC IAPD

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Nearby Offices

STEGENT EQUITY ADVISORS INC. · HOUSTON, TX
TRINITY LEGACY PARTNERS, LLC · HOUSTON, TX
GUIDED CAPITAL WEALTH MANAGEMENT, LLC · HOUSTON, TX

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