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24 Greenway Plaza Suite 546, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-05 |
Branch Locations
24 Greenway Plaza Suite 546, Houston, TX 77046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trinity Legacy Partners, Llc | Houston | TX | 09/2011 | Present |
1.Major League Baseball; non-investment related; professional baseball; official scorer at selected Houston Astros home baseball games; start date: 4/2001. Hours/month devoted: 16 during baseball season; none during trading. 2.Houston Rockets Basketball Club; non-investment related; professional basketball; official statistician at selected Houston Rockets home basketball games; start date: 1/1995; Hours/month devoted: 16 during basketball season; none during trading hours; serve as official statistician during selected Houston Rockets home basketball games. 3.University of Houston Honors College Advisory Board; non-investment related, 2 hours per month not during trading hours. 4.Member, Houston Cougar Foundation; non-investment related; 5 hours per month not during trading hours. 5.Member, University of Houston C.T. Bauer College of Business Advisory Board; non-investment related; 5 hours per month not during trading hours. 6.Member, Cougar Investment Fund, LLC Board of Managers; University of Houston C.T. Bauer College of Business; investment related, 5 hours per quarter not during trading hours. 7.Member, Dornoch Schield, LLC, not investment related, 0 hours per month 8. Owner, Trinity Legacy Alternative Strategies, LLC, a wholly owned subsidiary of Trinity Legacy Partners, LLC. Trinity Legacy Alternative Strategies, LLC is the General Partner of Trinity Legacy Dynamic Options Fund I, LP., investment related, approximately 25 hours per month. 9. Member, CHRISTUS Foundation Advisory Board and Investment Committee; non-investment related, 3 hours per month. This activity does not create a conflict of interest with the Adviser. 10. Member, Texas Golf Association Board of Directors, non-investment related, 5 hours per quarter not during trading hours. This activity does not create a conflict of interest with the Adviser.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-30 |
| S66 | Uniform Combined State Law Examination | 2003-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-18 |
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