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Alexander Swanson

J.P. Morgan Securities LLC

Orlando, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-08
TX RA APPROVED_RES 2025-08-07
  • FL RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED_RES
    Since 2025-08-07

Branch Locations

450 S Orange Ave Floor 10, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Harvest, Llc Winter Park FL 04/2022 07/2025
One Florida Bank Orlando FL 02/2019 03/2022
Iberiabank Orlando FL 07/2016 01/2019
Jpmorgan Chase Bank, N.A. Orlando FL 07/2025 Present
J.P. Morgan Securities Llc Orlando FL 07/2025 Present
  • 04/2022 → 07/2025
    Financial Harvest, Llc
    Winter Park, FL
  • 02/2019 → 03/2022
    One Florida Bank
    Orlando, FL
  • 07/2016 → 01/2019
    Iberiabank
    Orlando, FL
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Orlando, FL
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-14
S65 Uniform Investment Adviser Law Examination 2022-06-17
  • S63 Uniform Securities Agent State Law Examination
    2025-10-14
  • S65 Uniform Investment Adviser Law Examination
    2022-06-17
Other Names
  • Alex Swanson
  • Alexander Paul Swanson

View on SEC IAPD

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