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Adam Patrick Shay

LPl Enterprise, LLC

Bay City, MI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-25
  • MI RA
    APPROVED
    Since 2025-06-25

Branch Locations

612 Adams St, Bay City, MI 48708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Saginaw MI 02/2025 Present
Financial Edge Credit Union Bay City MI 11/2024 02/2025
Unemployed Bay City MI 04/2024 11/2024
Edward Jones Bay City MI 11/2022 04/2024
Dow Bay Area Family Ymca Bay City MI 03/2021 11/2022
Unemployed And In School Bay City MI 02/2015 03/2021
  • 02/2025 → Present
    Lpl Enterprise Llc
    Saginaw, MI
  • 11/2024 → 02/2025
    Financial Edge Credit Union
    Bay City, MI
  • 04/2024 → 11/2024
    Unemployed
    Bay City, MI
  • 11/2022 → 04/2024
    Edward Jones
    Bay City, MI
  • 03/2021 → 11/2022
    Dow Bay Area Family Ymca
    Bay City, MI
  • 02/2015 → 03/2021
    Unemployed And In School
    Bay City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
  • S66 Uniform Combined State Law Examination
    2025-06-25

View on SEC IAPD

Other Firms

RECKER FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

MARK RAYMOND RECKER
LEE WALTER MILLER
BRIAN THOMAS ABRAHAM
LYNN MARIE GEHOSKI
MICHELE ANN VALENTINE-DOBSCHENSKY
ROGER C COOLEY
EVE MARIA GUNTHER
Michael Eric Wegener

Other Offices

RECKER FINANCIAL LLC · BAY CITY, MI
RAYMOND JAMES & ASSOCIATES, INC. · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
OSAIC WEALTH, INC. · BAY CITY, MI
EDWARD JONES · BAY CITY, MI
CETERA INVESTMENT ADVISERS LLC · BAY CITY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Bay City, MI

More in Bay City, MI

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