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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
110 Gibraltar Road #227, Horsham, PA 19044 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St. Paul | MN | 10/2008 | 09/2019 |
| Legacy Planning Partners | Plymouth Meeting | PA | 09/2008 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2019 | 01/2020 |
| Commonwealth Financial Network | Waltham | MA | 01/2020 | 10/2025 |
| Legacy Planning Partners | Plymouth Meeting | PA | 01/2020 | Present |
| Hub International Investment Services Inc | Kansas City | MO | 11/2024 | Present |
| Lpl Financial Llc | Blue Bell | PA | 10/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1. 9/2025- Twisted Monkey Yoga Studio-Coach/Sports/Fitness- Non Inv Rel- Rockledge, PA 19046- 4 Hrs Per Mnth- Start Date 06/01/2013 2. 9/2025- Legacy Planning, a HUB International Company- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 02/01/2025 3. 9/2025- HUB International- Outside/W-2 Employment- Non Inv Rel- Horsham PA 19044- Start Date 06/01/2025 4. 9/2025- Legacy Planning, a Hub International Company- Non-Variable Insurance- Inv Rel- Horsham PA 19044- Start Date 06/01/2025 5. 9/2025- Hub Retirement and Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 10/01/2025 6. 10/08/2025- HUB Retirement and Wealth Management- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 10/01/2025- 160 Hours Per Month- 8 Hours During Trading 7.10/08/2025- Legacy Planning, a Hub International Company-Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 10/01/2025- 160 Hours Per Month- 8 Hours During Trading 8. 10/08/2025- Global Retirement Partners- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 10/01/2025- 160 Hours Per Month- 8 Hours During Trading-10/01/2025-I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-16 |
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