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Joseph P. Lucia

Strategic Advisers LLC

Greenwood Village, CO

Castle Rock, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 07/2016 06/2019
Proequities, Inc. Greenwood Village CO 07/2019 02/2021
Protective Life Greenwood Village CO 06/2019 02/2021
Fidelity Investments Greenwood Village CO 02/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2016 → 06/2019
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 07/2019 → 02/2021
    Proequities, Inc.
    Greenwood Village, CO
  • 06/2019 → 02/2021
    Protective Life
    Greenwood Village, CO
  • 02/2021 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-03-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
  • 2014-10-10 → 2015-09-15
    Curian Capital, Llc
    Delray Beach, FL
    Franklin, TN
    Denver, CO
  • 2013-02-20 → 2014-09-09
    Curian Capital, Llc
    Denver, CO
  • 2006-08-16 → 2007-10-18
    Ameriprise Financial Services, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-18
S65 Uniform Investment Adviser Law Examination 2013-02-19
  • S66 Uniform Combined State Law Examination
    2021-03-18
  • S65 Uniform Investment Adviser Law Examination
    2013-02-19
Other Names
  • Joseph Patrick Lucia
  • Joseph P Lucia

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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