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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-02-20
  • ND RA
    APPROVED
    Since 2026-02-20

Branch Locations

500 2Nd Ave. North, Fargo, ND 58102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Fargo ND 08/2015 06/2018
Gate City Bank Fargo ND 07/2018 06/2022
Gate City Bank Fargo ND 06/2022 Present
Lpl Financial Llc Fargo ND 06/2022 Present
  • 08/2015 → 06/2018
    Wells Fargo
    Fargo, ND
  • 07/2018 → 06/2022
    Gate City Bank
    Fargo, ND
  • 06/2022 → Present
    Gate City Bank
    Fargo, ND
  • 06/2022 → Present
    Fargo, ND
Other Businesses

1) - 07/25/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gate City Investment Services - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-06
  • S66 Uniform Combined State Law Examination
    2026-02-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fargo, ND

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