Zack D Warringer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Princeton, NJ
• 07/2011 → Present
  Bank Of America, N.A.
  Princeton, NJ

Previous Registrations

• 2002-06-20 → 2007-11-14
  Ubs Financial Services Inc.
  Princeton, NJ
  Princeton, NJ

Other Businesses

I*1472285 For profit or not for profit: Name of outside business organization: Princeton Mercer Regional Chamber of Commerce Investment related: N Address of business: Princeton, New Jersey, 08540, United States Nature of business: ["Business or Industry Organization"] Position, title, association: ["Treasurer"], Start date of relationship: 1/2/2024 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , Board Treasurer I*1920271 Entity Type, Name of OBA: Entity CharitableHabitat for Humanity - South Central New Jersey Address: Maple ShadeNew Jersey Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/15/2024 No Hours: 1 No Hours during trading: 1 Duties: Finance Committee

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-28

Other Names

• Zack Warringer
• Zack David Warringer