Herbert Marion Rhodes

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Morgan Stanley
  Austin, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-10-23 → 2013-08-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Kingwood, TX
  Houston, TX
  Kingwood, TX
  Houston, TX
• 2000-10-04 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Houston, TX
  Houston, TX
  Kingwood, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-21
• S63 Uniform Securities Agent State Law Examination
  1999-01-15

Other Names

• Bert Rhodes
• Bert Rhodes