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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-07 |
| WI | RA | APPROVED | 2023-03-20 |
Branch Locations
2824 Prairie Lakes Dr Ste 205, Sun Prairie, WI 53590 • United States
Marshall, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Sun Prairie | WI | 06/2022 | Present |
| Bmo Harris Bank | Monona | WI | 01/2018 | 06/2022 |
| Lands' End | Madison | WI | 11/2016 | 01/2018 |
| The Bon-Ton Stores, Inc | Milwaukee | WI | 08/2016 | 11/2016 |
Outside Employment; Swoboda Management LLC; Employee; Manage advisory business; 9960 41St NE, , St Michael, MN, 55376; Not Investment-Related; 01/08/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-17 |
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