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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-12-06 |
Branch Locations
633 Chestnut Street The Republic Center, Suite 2050, Chattanooga, TN 37450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girls Preparatory School | Chattanooga | TN | 08/2004 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Chattanooga | TN | 07/2022 | 06/2023 |
| Robert Thomas | Chattanooga | TN | 07/2022 | 06/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2022 | 06/2023 |
| Baird | Chattanooga | TN | 06/2023 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH Baird FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-01 |
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